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Street name securities
Results: 122

#	Item
51	#..SEC-17 System name: Minutes Regarding Action Taken by the Commission-SEC. System location: Securities and Exchange Commission, 450 Fifth Street NW, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:15:59 United States Securities and Exchange Commission Government Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Self-regulatory organization Securities Fraud Deterrence and Investor Restitution Act United States securities law Financial regulation 73rd United States Congress
52	#..SEC-2 System name: Applications for Registration or Exemption under the Investment Company Act of[removed]System location: SEC, 450 Fifth Street, NW, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:03:10 Financial regulation Economy of the United States U.S. Securities and Exchange Commission Securities Fraud Deterrence and Investor Restitution Act United States securities law 76th United States Congress Investment Company Act
53	#..SEC-35 System name: Securities Violations Records and Bulletin--SEC. System location: Securities and Exchange Commission, 450 Fifth Street NW, Washington, DC[removed]Copies of the Securities Violations Bulletin are als Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 14:00:56 Financial regulation Government Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Municipal Securities Rulemaking Board Securities and Exchange Commission Security United States securities law 73rd United States Congress United States Securities and Exchange Commission
54	SEC-57 SYSTEM NAME: International Program Oversight Database (International – POD) SYSTEM LOCATION: Office of International Affairs, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-02 15:22:00 Security Self-regulatory organization Securities regulation in the United States Securities and Exchange Commission Financial system Government Financial economics United States corporate law Christopher Cox Financial regulation Corporate crime U.S. Securities and Exchange Commission
55	Costs of Eliminating Discretionary Broker Voting on Uncontested Elections of Investment Company Directors (pdf), December 2006 Add to Reading List Source URL: www.iciglobal.org Language: English Collective investment schemes Stock market Funds Financial services Closed-end fund Mutual fund Stock Investment Company Institute Street name securities Financial economics Investment Finance
56	Department of Insurance, Securities and Banking District of Columbia Bank Branches Name Add to Reading List Source URL: disb.dc.gov Language: English - Date: 2012-10-11 11:22:49 Transportation in the United States PNC Financial Services 7th Street Pennsylvania Avenue M Street 14th Street Northwest and Southwest Massachusetts Avenue K Street Dupont Circle Streets in Washington D.C. Transportation in Washington D.C. Washington D.C.
57	#..SEC-34 System name: Administrative Proceedings Record Cards--SEC. System location: Securities and Exchange Commission, 450 Fifth Street NW, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2007-08-24 14:00:15 United States Securities and Exchange Commission Financial economics Law Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Security Freedom of Information Act United States securities law Financial regulation 73rd United States Congress
58	SEC-38 SYSTEM NAME: Disciplinary and Adverse Actions, Employee Conduct, and Labor Relations Files. SYSTEM LOCATION: Securities and Exchange Commission, Office of Human Resources100 F Street NE, Washington, DC[removed]. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2011-07-21 17:40:22 Privacy Act Law U.S. Securities and Exchange Commission Ethics Internet privacy Classified information Identity theft Records management Government Freedom of Information Act Freedom of information legislation
59	SEC-48 SYSTEM NAME: Fitness Center Membership, Payment, and Fitness Records SEC Employee’s Health and Fitness Program Records. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2012-05-14 16:36:14 Records management Privacy Act U.S. Securities and Exchange Commission Business Accountability Freedom of Information Act Freedom of information legislation Government
60	#..SEC-16 System name: Administrative Law Judge Assignments and Dispositions of Administrative Proceedings--SEC. System location: Securities and Exchange Commission, 450 Fifth Street, NW, Washington, Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2007-08-24 13:15:18 Judges U.S. Securities and Exchange Commission Government Law United States administrative law New Deal agencies Administrative law judge

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